G.R. NO. 174153 – RAUL L. LAMBINO AND ENRICO B. AUMENTADO TOGETHER WITH 6,327,952 REGISTERED VOTERS, petitioners, versus THE COMMISSION ON ELECTIONS, respondent.

 

TRADE UNION CONGRESS OF THE PHILIPPINES (TUCP), petitioners-intervenors,

 

RONALD L. ADAMAT, ROLANDO MANUEL RIVERA, RUELO BAYA, petitioners-intervenors,

 

SULONGBAYAN MOVEMENT FOUNDATION, INC., petitioner-intervenor,

 

PHILIPPINE TRANSPORT AND GENERAL WORKERS ORGANIZATION (PTGWO) AND VICTORINO F. BALAIS, petitioners-intervenors,

 

ONEVOICE INC., CHRISTIAN S. MONSOD, RENE B. AZURIN, MANUEL L. QUEZON III, BENJAMIN T. TOLOSA, JR., SUSAN V. OPLE AND CARLOS P. MEDINA, JR., oppositors-intervenors,

 

ALTERNATIVE LAW GROUPS, INC., oppositor-intervenor,

 

ATTY. PETE QUIRINO-QUADRA, oppositor-intervenor,

 

BAYAN, BAYAN MUNA, KILUSANG MAYO UNO, HEAD, ECUMENICAL BISHOPS FROUM, MIGRANTE, GABRIELA, GABRIELA WOMEN’S PARTY, ANAKBAYAN, LEAGUE OF FILIPINO STUDENTS,LEONARDO SAN JOSE, JOJO PINEDA, DR. DARBY SANTIAGO, AND DR. REGINALD PAMUGAS, oppositors-intervenors,

 

LORETA ANN P. ROSALES, MARIO JOYO AGUJA, ANA THERESA HONTIVEROS-BARAQUEL, oppositors-intervenors,

 

LUWALHATI ANTONINO, oppositor-intervenor,

 

PHILIPPINE CONSTITUTION ASSOCIATION (PHILCONSA), CONRADO F.ESTRELLA, TOMAS C. TOLEDO, MARIANO M. TAJON, FROILAN M. BACUNGAN, JOAQUIN T. VENUS, JR., FORTUNATO P. AGUAS AND AMADO GAT INCION, oppositors-intervenors,

 

SENATE MINORITY LEADER AQUILINO P. PIMENTEL, JR. AND SENATORS SERGIO R. OSMENA III, JAMBY A.S. MADRIGAL, LUISA P. EJERCIRO-ESTRADA, JINGGOY ESTRADA, ALFREDO S. LIM, AND PANFILO M. LACSON, oppositors-intervenors,

JOSEPH EJERCITO ESTRADA AND PWERSA NG MASANG PILIPINO, oppositors-intervenors,

 

INTEGRATED BAR OF THE PHILIPPINES CEBU CITY AND CEBU CHAPTER, oppositors-intervenors,

 

JOSE ANSELMO I. CADIZ, BYRON D. BOCAR, MA TANYA KARINA A. LAT, ANTONIO L. SALVADOR AND RANDALL C. TABAYOYONG, oppostors-intervenors,

 

SENATE OF THE PHILIPPINES, REPRESENTED BY ITS PRESIDENT, MANUEL VILLAR, JR., oppositor-intervenor;

 

G.R. NO. 174299 – MAR-LEN ABIGAIL BINAY, SOFRONIO UNTALAN, JR. AND RENE A. Q. SAGUISAG, petitioners, versus COMMISSION ON ELECTIONS, REPRESENTED BY CHAIRMAN BENJAMIN S. ABALOS, SR. AND COMMISSIONERS RESSURRECCION Z. BORRA, FLORENTINO A. TUASON, JR. ROMEO A. BRAWNER, RENE V. SARMIENTO AND JOHN DOE AND PETER DOE, respondents.

 

                                                                    Promulgated:

 

                                                                   October 25, 2006

 

 

 

 

 

 

 

 

 

 

 

x-----------------------------------------------------------------------------------------x

 

 CONCURRING OPINION

 

 

SANDOVAL–GUTIERREZ, J.:

 

         

Vox populi vox Dei -- the voice of the people is the voice of God.     Caution should be exercised in choosing one’s battlecry, lest it does more harm than good to one’s cause.  In its original context, the complete version of this Latin phrase means exactly the opposite of what it is frequently taken to mean. It originated from a holy man, the monk Alcuin, who advised Charlemagne, “nec audiendi qui solent dicere vox populi vox Dei quum tumultuositas vulgi semper insaniae proxima sit,” meaning, “And those people should not be listened to who keep on saying, ‘The voice of the people is the voice of God,’ since the riotousness of the crowd is always very close to madness.[1]  Perhaps, it is by providence that the true meaning of the Latin phrase is revealed upon petitioners and their allies – that they may reflect upon the sincerity and authenticity of their “people’s initiative.”  

History has been a witness to countless iniquities committed in the name of God.  Wars were waged, despotism tolerated and oppressions justified – all these transpired as man boasted of God’s imprimatur.   Today, petitioners and their allies hum the same rallying call, convincing this   Court that the people’s initiative is the “voice of the people
 and, therefore, the “voice of God.”   After a thorough consideration of the petitions, I have come to realize that man, with his ingenuity and arrogance, has perfected the craft of imitating the voice of God.   It is against this kind of genius that the Court must guard itself.  

The facts of the case are undisputed.

In 1996, the Movement for People’s Initiative sought to exercise the power of initiative under Section 2, Article XVII of the Constitution which reads:

Section 2.  Amendments to this Constitution may likewise be directly proposed by the people through initiative upon a petition of at least twelve per centum of the total number of registered voters, of which every legislative district must be represented by at least three per centum of the registered voters therein. No amendment under this section shall be authorized within five years following the ratification of this Constitution nor oftener than once every five years thereafter,

 

The Congress shall provide for the implementation of the exercise of this right.

 

 

The exercise was thwarted by a petition for prohibition filed with this Court by Senator Miriam Defensor Santiago, et al., entitled “Miriam Defensor Santiago, Alexander Padilla and Maria Isabel Ongpin, petitioners, v. Commission on Elections (COMELEC), Jesus Delfin, Alberto Pedrosa and Carmen Pedrosa, in their capacities as founding members of the People’s Initiative for Reforms, Modernization and Action (PIRMA), respondents.”[2]  The case was docketed as G.R. No. 127325.   On March 19, 1997, this Court rendered its Decision in favor of petitioners, holding that Republic Act No. 6735 (R.A. No. 6735), An Act Providing for a System of Initiative and Referendum and Appropriating Funds Therefor, is “incomplete, inadequate, or wanting in essential terms and conditions insofar as initiative on amendments to the Constitution is concerned. A majority of eight (8) Justices fully concurred with this ruling, while five (5) subscribed to the opposite view. One (1) opined that there is no need to rule on the adequacy of R.A. No. 6735. 

 

On motion for reconsideration, two (2) of the eight (8) Justices reconsidered their positions. One (1) filed an inhibition and the other one (1) joined the minority opinion. As a consequence, of the thirteen (13) Justices who participated in the deliberation, six (6) voted in favor of the majority opinion, while the other six (6) voted in favor of the minority opinion.[3]

A few months thereafter, or on September 23, 1997, the Court dismissed a similar case, entitled People’s Initiative for Reform, Modernization and Action (PIRMA) v. Commission on Elections[4]  on the ground that the COMELEC did  not commit grave abuse of discretion when it dismissed PIRMA’s Petition  for Initiative to Propose Amendments to the Constitution  “it appearing that that it only complied with the dispositions in the Decision of the Court in G.R. no. 127325 (Santiago v. COMELEC) promulgated on March 19, 1997, and its Resolution of June 10, 1997.”  Seven (7) Justices voted that there was no need to re-examine its ruling, as regards the issue of the sufficiency of R.A. No. 6735.  Another Justice concurred, but on the different premise that the case at bar is not the proper vehicle for such re-examination. Five (5) Justice opined otherwise.

          This time, another group known as Sigaw ng Bayan, in coordination with the Union of Local Authorities of the Philippines (ULAP), have gathered signatures in support of the proposed amendments to the Constitution, which entail a change in the form of government from bicameral-presidential to unicameral-parliamentary, thus:

A.                 Sections 1, 2, 3, 4, 5, 6 and 7 of Article VI shall be amended to read as follows:

 

Section 1. (1) The legislative and executive powers shall be vested in a unicameral Parliament which shall be composed of as many members as may be provided by law, to be apportioned among the provinces, representative districts, and cities in accordance with the number of their respective inhabitants, with at least three hundred thousand inhabitants per district, and on the basis of a uniform and progressive ratio.  Each district shall comprise, as far as practicable, contiguous, compact and adjacent territory, and each province must have at least one member.

 

(2) Each Member of Parliament shall be a natural-born citizen of the Philippines, at least twenty-five years old on the day of the election, a resident of his district for at least one year prior thereto, and shall be elected by the qualified voters of his district for a term of five years without limitation as to the number thereof, except those under the party-list system which shall be provided for by law and whose number shall be equal to twenty per centum of the total membership coming from the parliamentary districts.

 

B.                 Sections 1, 2, 3 and 4 of Article VII of the 1987 Constitution are hereby amended to read, as follows:

 

Section 1. There shall be a President who shall be the Head of State.   The executive power shall be exercised by a Prime Minister, with the assistance of the Cabinet.  The Prime Minister shall be elected by a majority of all the Members of Parliament from among themselves.  He shall be responsible to the Parliament for the program of government.

 

C.                 For the purpose of insuring an orderly transition from the bicameral-Presidential to a unicameral-Parliamentary form of government, there shall be a new Article XVIII, entitled “Transitory Provisions,” which shall read, as follows:

 

Section 1. (1) The incumbent President and Vice President shall serve until the expiration of their term at noon on the thirtieth day of June 2010 and shall continue to exercise their powers under the 1987 Constitution unless impeached by a vote of two thirds of all the members of the interim parliament.

 

(2) In case of death, permanent disability, resignation or removal from office of the incumbent President, the incumbent Vice President shall succeed as President.  In case of death, permanent disability, resignation or removal from office of both the incumbent President and Vice President, the interim Prime Minister shall assume all the powers and responsibilities of Prime Minister under Article VII as amended.

 

Section 2.  Upon the expiration of the term of the incumbent President and Vice President, with the exception of Sections 1, 2, 3, 4, 5, 6 and 7 of Article VI of the 1987 Constitution which shall hereby be amended and Sections 18 and 24 which shall be deleted, all other Sections of Article VI are hereby retained and renumbered sequentially as Section 2, ad seriatium up to 26, unless they are inconsistent with the Parliamentary system of government, in which case, they shall be amended to conform with a unicameral parliamentary form of government; provided, however, that any and all references therein to “Congress,” “Senate,” “House of Representatives” and “Houses of Congress” shall be changed to read “Parliament;” that any and all references therein to “Member(s) of Congress,” “Senator(s)” or “Member(s) of Parliament” and any and all references to the “President” and/or “Acting President” shall be changed to read “Prime Minister.”

 

Section 3.  Upon the expiration of the term of the incumbent President and Vice President, with the exception of Sections 1, 2, 3 and 4 of Article VII of the 1987 Constitution which are hereby be amended and Sections 7, 8, 9, 10, 11 and 12 which are hereby deleted, all other Sections of Article VII shall be retained and renumbered sequentially as Section 2, ad seriatim up to 14, unless they shall be inconsistent with Section 1 hereof, in which case they shall be deemed amended so as to conform to a unicameral Parliamentary System of government; provided, however, that any and all references therein to “Congress,” “Senate,” “House of Representatives” and “Houses of Congress” shall be changed to read “Parliament;” that any and all references therein to “Member(s) of Congress,” “Senator(s)” or “Member(s) of the House of Representatives” shall be changed to read as “Member(s) of Parliament” and any and all references to the “President” and/or “Acting President” shall be changed to read “Prime Minister.”

 

Section 4. (1) There shall exist, upon the ratification of these amendments, an interim Parliament which shall continue until the Members of the regular Parliament shall have been elected and shall have qualified.  It shall be composed of the incumbent Members of the Senate and the House of Representatives and the incumbent Members of the Cabinet who are heads of executive departments.

(2) The incumbent Vice President shall automatically be a Member of Parliament until noon of the thirtieth day of June 2010.  He shall also be a member of the cabinet and shall head a ministry.   He shall initially convene the interim Parliament and shall preside over its sessions for the election of the interim Prime Minister and until the Speaker shall have been elected by a majority vote of all the members of the interim Parliament from among themselves.

 

(3) Senators whose term of office ends in 2010 shall be Members of Parliament until noon of the thirtieth day of June 2010.

                                  

(4) Within forty-five days from ratification of these amendments, the interim Parliament shall convene to propose amendments to, or revisions of, this Constitution consistent with the principles of local autonomy, decentralization and a strong bureaucracy.

 

Section 5. (1) The incumbent President, who is the Chief Executive, shall nominate, from among the members of the interim Parliament, an interim Prime Minister, who shall be elected by a majority vote of the members thereof.   The interim Prime Minister shall oversee the various ministries and shall perform such powers and responsibilities as may be delegated to him by the incumbent President.”

 

(2) The interim Parliament shall provide for the election of the members of Parliament which shall be synchronized and held simultaneously with the election of all local government officials.   The duty elected Prime Minister shall continue to exercise and perform the powers, duties and responsibilities of the interim Prime Minister until the expiration of the term of the incumbent President and Vice President.

 

 

Sigaw ng Bayan prepared signature sheets, and written on its upper right hand portion is the abstract of the proposed amendments, quoted as follows:

Abstract: Do you approve of the amendment of Article VI and VII of the 1987 Constitution, changing the form of government from the present bicameral-presidential to a unicameral-parliamentary system of government, in order to achieve greater efficiency, simplicity and economy in government; and providing an Article XVIII as Transitory Provisions for the orderly shift from one system to another?

 

 

On August 25, 2006, Raul L. Lambino and Enrico B. Aumentado, herein petitioners, filed with the COMELEC a Petition for Initiative to
Amend the Constitution.[5]   
Five  (5)  days  thereafter,  they filed an Amended

Petition alleging that they are filing the petition in their own behalf and together with some 6.3 million registered voters who have affixed their signatures on the signature sheets attached thereto. They claimed that the signatures of registered voters appearing on the signature sheets, constituting at least twelve per cent (12%) of all registered voters in the country, wherein each legislative district is represented by at least three per cent  (3%) of all the registered voters, were verified by their respective city or municipal election officers.

 

 

Several organizations opposed the petition. [6]  

 

 

In a Resolution dated August 31, 2006, the COMELEC denied due course to the petition, citing as basis this Court’s ruling in Santiago, permanently enjoining it “from entertaining or taking cognizance of any petition for initiative on amendments to the Constitution until a sufficient law shall have been validly enacted to provide for the implementation of the system.”  

 

 

Hence, the present petition for certiorari and mandamus praying      that   this  Court set  aside  the COMELEC Resolution and direct the latter to
comply with Section 4, Article XVII of the Constitution, which provides:

 

Sec. 4    x   x   x

 

Any amendment under Section 2 hereof shall be valid when ratified by a majority of the votes cast in a plebiscite which shall be held not earlier than sixty days nor later than ninety days after the certification by the Commission on Elections of the sufficiency of the petition. 

  

I vote to dismiss the petition of Lambino, et al. in G.R. No. 174153 and grant the petition of Mar-len Abigail Binay, et al. in G.R. No. 174299.  Here, petitioners pray that the COMELEC Chairman and Commissioners be required to show why they should not be punished for contempt[7] of court for disregarding the permanent injunction issued by this Court in Santiago.

 

I

Respondent COMELEC did not act

 with grave abuse of discretion

 

 

Without necessarily brushing aside the other important issues, I believe the resolution of the present petition hinges on this singular issue -- did the COMELEC commit grave abuse of discretion when it denied Lambino, et al.’s petition for initiative to amend the Constitution on the basis of this Court’s Decision in Santiago v. COMELEC?  

In other words, regardless of how the other remaining issues are resolved, still, the ultimate yardstick is the attendance of “grave abuse of discretion” on the part of the COMELEC.

          Jurisprudence teaches that an act of a court or tribunal may only be considered as committed in grave abuse of discretion when the same was performed in a capricious or whimsical exercise of judgment. The abuse of discretion must be so patent and gross as to amount to an evasion of a positive duty or to a virtual refusal to perform a duty enjoined by law, or to act at all in contemplation of law, as where the power is exercised in an arbitrary and despotic manner by reason of passion or personal hostility.[8]

The Resolution of respondent COMELEC denying due course to the petition for initiative on the basis of a case (Santiago) decided by this Court cannot, in any way, be characterized as “capricious or whimsical,” “patent and gross,”  or “arbitrary and despotic.”  On the contrary, it was the most prudent course to take.  It must be stressed that in Santiago, this Court permanently enjoins respondent COMELEC “from entertaining or taking cognizance of any petition for initiative on amendments to the Constitution until a sufficient law shall have been validly enacted.”  It being a fact that Congress has not enacted a sufficient law, respondent COMELEC has no alternative but to adhere to Santiago.  Otherwise, it is vulnerable to a citation for contempt. As succinctly stated by Chief Justice Artemio V. Panganiban (then Associate Justice) in his Separate Opinion in the subsequent case of PIRMA vs. COMELEC:[9]

x  x  x  I cannot fault the Comelec for complying with the ruling even if it, too, disagreed with said decision’s ratio decidendi.  Respondent Comelec was directly enjoined by the highest Court of the land.  It had no choice but to obey.  Its obedience cannot constitute grave abuse of discretion.  Refusal to act on the PIRMA petition was the only recourse open to the Comelec.  Any other mode of action would have constituted defiance of the Court and would have been struck down as grave abuse of discretion and contumacious disregard of this Court’s supremacy as the final arbiter of justiciable controversies.

 

 

It need not be emphasized that in our judicial hierarchy, this Court reigns supreme. All courts, tribunals and administrative bodies exercising quasi-judicial functions are obliged to conform to its pronouncements.  It has the last word on what the law is; it is the final arbiter of any justifiable controversy. In other words, there is only one Supreme Court from whose decisions all other courts should take their bearings.[10]  As a warning to lower court judges who would not adhere to its rulings, this Court, in People v. Santos,[11] held:

Now, if a judge of a lower Court feels, in the fulfillment of his mission of deciding cases, that the application of a doctrine promulgated by this Superiority is against his way of reasoning, or against his conscience, he may state his opinion on the matter, but rather than disposing of the case in accordance with his personal views he must first think that it is his duty to apply the law as interpreted by the Highest Court of the Land, and that any deviation from a principle laid down by the latter would unavoidably cause, as a sequel, unnecessary inconveniences, delays and expenses to the litigants.  And if despite of what is here said, a Judge still believes that he cannot follow Our rulings, then he has no other alternative than to place himself in the position that he could properly avoid the duty of having to render judgment on the case concerned (Art. 9, C.C.), and he has only one legal way to do that.  

 

 

Clearly, respondent COMELEC did not gravely abuse its discretion in dismissing the petition of Lambino, et al.  for it merely followed this Court’s ruling in Santiago.

Significantly, in PIRMA vs. COMELEC,[12] a unanimous Court implicitly recognized that its ruling in Santiago is the established doctrine and that the COMELEC did not commit grave abuse of discretion in invoking it, thus:

The Court ruled, first, by a unanimous vote, that no grave abuse of discretion could be attributed to the public respondent COMELEC in dismissing the petition filed by PIRMA therein, it appearing that it only complied with the dispositions of this Court in G.R. No. 127325 promulgated on March 19, 1997, and its resolution on June 10, 1997.

           

 

Indeed, I cannot characterize as a “grave abuse of discretion” the COMELEC’s obedience  and  respect  to the pronouncement of this Court in Santiago.  

 

 

II

The doctrine of stare decisis

 bars the re-examination of Santiago

 

 

 

It cannot be denied that in Santiago, a majority of the members of this Court or eight (8) Justices (as against five (5) Justices) concurred in declaring R.A. No. 6735 an insufficient law. When the motion for reconsideration was denied via an equally-divided Court or a 6-6 vote, it does not mean that the Decision was overturned.  It only shows that the opposite view fails to muster enough votes to modify or reverse the majority ruling.  Therefore, the original Decision was upheld.[13]  In Ortigas and Company Limited Partnership vs. Velasco,[14]  this Court ruled  that  the  denial  of  a  motion  or reconsideration signifies that the ground relied upon have been found, upon due deliberation, to be without merit, as not being of sufficient weight to warrant a modification of the judgment or final order.

 

 

          With Santiago being the only impediment to the instant petition for initiative, petitioners persistently stress that the doctrine of stare decisis does not bar its re-examination. 

         

I am not convinced.

          The maxim stare decisis et non quieta movere translatesstand by the decisions and disturb not what is settled.”[15]  As used in our jurisprudence, it means that “once this Court has laid down a principle of law as applicable to a certain state of facts, it would adhere to that principle and apply it to all future cases in which the facts are substantially the same as in the earlier controversy.”[16]

There is considerable literature about whether this doctrine of stare decisis is a good or bad one, but the doctrine is usually justified by arguments which focus on the desirability of stability and certainty in the law and also by notions of justice and fairness. Justice Benjamin Cardozo in his treatise, The Nature of the Judicial Process stated:

It will not do to decide the same question one way between one set of litigants and the opposite way between another. ‘If a group of cases involves the same point, the parties expect the same decision. It would be a gross injustice to decide alternate cases on opposite principles. If a case was decided against me yesterday when I was a defendant, I shall look for the same judgment today if I am plaintiff. To decide differently would raise a feeling of resentment and wrong in my breast; it would be an infringement, material and moral, of my rights." Adherence to precedent must then be the rule rather than the exception if litigants are to have faith in the even-handed administration of justice in the courts.[17]

 

That the doctrine of stare decisis is related to justice and fairness may be appreciated by considering the observation of American philosopher William K. Frankena as to what constitutes injustice:

 

The paradigm case of injustice is that in which there are two similar individuals in similar circumstances and one of them is treated better or worse than the other.  In this case, the cry of injustice rightly goes up against the responsible agent or group; and unless that agent or group can establish that there is some relevant dissimilarity after all between the individuals concerned and their circumstances, he or they will be guilty as charged.[18]

 

         

Although the doctrine of stare decisis does not prevent re-examining and, if need be, overruling prior decisions, “It is  x  x  x  a  fundamental jurisprudential policy that prior applicable precedent usually must be followed even though the case, if considered anew,  might be decided differently by the current justices.  This  policy   x   x   x    ‘is  based on    the assumption that certainty, predictability and stability in the law are the major objectives of the legal system; i.e., that parties should be able to regulate their conduct and enter into relationships with reasonable assurance of the governing rules of law.[19]  Accordingly, a party urging overruling a precedent faces a rightly onerous task, the difficulty of which is roughly proportional to a number of factors, including the age of the precedent, the nature and extent of public and private reliance on it, and its consistency or inconsistency with other related rules of law. Here, petitioners failed to discharge their task.               

Santiago v. COMELEC was decided by this Court on March 19, 1997 or more than nine (9) years ago.  During that span of time, the Filipino people, specifically the law practitioners, law professors, law students, the entire judiciary and litigants have recognized this Court’s Decision as a precedent.  In fact, the Santiago doctrine was applied by this Court in the subsequent case of PIRMA.  Even the legislature has relied on said Decision, thus, several bills have been introduced in both Houses of Congress to cure the deficiency.   I cannot fathom why it should be overturned or set aside merely on the basis of the petition of Lambino, et al.  Indeed, this Court’s conclusion in Santiago that R.A. No. 6735 is incomplete, inadequate or wanting in essential terms and conditions insofar as initiative on amendments to the Constitution is concerned remains a precedent and must be upheld.

III

The proposed constitutional changes constitute revisions and not mere amendments

 

 

Article XVII of the 1987 Constitution lays down the means for its amendment and revision. Thus:

 

Section 1. Any amendment to, or revision of, this Constitution may be proposed by:

 

(1)               The Congress, upon a vote of three-fourths of all its  members; or

 

(2)               A Constitutional Convention.

 

Section 2. Amendments to this Constitution may likewise be directly proposed by the people through initiative upon a petition of at least twelve per centum of the total number of registered votes, of which every legislative district must be represented by at least three per centum of the registered voters therein.  x x  x. (Emphasis supplied)

 

 

 

At the outset, it must be underscored that initiative and referendum, as means by which the people can directly propose changes to the Constitution, were not provided for in the 1935 and 1973 Constitutions.  Thus, under these two (2) Constitutions, there was no demand to draw the distinction between an amendment and a revision, both being governed by a uniform process.  This is not so under our present Constitution.  The distinction between an amendment and a revision becomes crucial because only amendments are allowed under the system of people’s initiative. Revisions are within the exclusive domain of Congress, upon a vote of three-fourths of all its members, or of a Constitutional Convention.

The deliberations of the 1986 Constitutional Commission is explicit that Section 2, Article XVII covers only amendments, thus:

The sponsor, Commissioner Suarez, is recognized.

 

MR. SUAREZ:             Thank you, Madam President.

 

May we respectfully call the attention of the Members of the Commission that pursuant to the mandate given us last night, we submitted this afternoon a complete Committee Report No. 7 which embodies the proposed provision governing initiative.  This is now covered by Section 2 of the complete committee report.  With the permission of the Members, may I quote Section 2:

 

                                    The people may, after five years from the date of the last plebiscite held, directly propose amendments to this Constitution thru initiative upon petition of at least ten percent of the registered voters.

 

                                    This completes the blanks appearing in the original Committee Report No. 7.  This proposal was suggested on the theory that this matter of initiative which came about because of the extraordinary developments this year, has to be separated from the traditional modes of amending the Constitution as embodied in Section 1.  The committee members felt that this system of initiative should be limited to amendments to the Constitution and should not extend to the revision of the entire Constitution, so we removed it from the operation of Section 1 of the proposed Article on Amendment or Revision. 

 

                                    xxx       xxx       xxx

 

MR. MAAMBONG:    Madam President, will the distinguished proponent  of the amendment yield to a few questions?

 

MR. DAVIDE:             With pleasure, Madam President.

 

MR. MAAMBONG:    My first question, Commissioner Davide’s  proposed amendment on line I refers to “amendments.”  Does it not cover the word “revision” as defined by Commissioner Padilla when he made the distinction between the words “amendments” and “revision?”

 

MR. DAVIDE:             No, it does not, because “amendments” and “revision” should be covered by Section 1.  So insofar as initiative is concerned, it can only relate to “amendments” not “revision”

 

MR. MAAMBONG:    Thank you.[20]

 

 

 

Considering that the initiative on the Constitution only permits amendments, it is imperative to examine whether petitioners’ proposed changes partake of the nature of amendments, not revisions.

The petition for initiative filed with the COMELEC by Lambino, et al. sought to amend the following provisions of the 1987 Constitution: Sections 1, 2, 3, 4, 5, 6, and 7 of Article VI (The Legislative Department);  Sections 1, 2, 3 and 4 of Article VII (The Executive Department).  It further includes  Article XVIII (Transitory Provisions) for the purpose of insuring an orderly transition from the bicameral-presidential to a unicameral-parliamentary form of government.

Succinctly, the proposals envision a change in the form of government, from  bicameral-presidential  to  unicameral-parliamentary; conversion of the present Congress of the Philippines to an Interim National Assembly; change in the terms of  Members of Parliament; and the election of a Prime Minister who shall be vested with executive power. 

Petitioners contend that the proposed changes are in the nature of amendments, hence, within the coverage of a “people’s initiative.”

I disagree.

 

The noted constitutionalist, Father Joaquin G. Bernas, S.J., who was also a member of the 1986 Constitutional Commission, characterized an amendment and a revision to the Constitution as follows:

 

 

An amendment envisages an alteration of one or a few specific and separable provisions. The guiding original intention of an amendment is to improve specific parts or to add new provisions deemed necessary to meet new conditions or to suppress specific portions that may have become obsolete or that are judged to be dangerous.  In revision however, the guiding original intention and plan contemplates a re-examination of the entire document, or of provisions of the document which have over-all implications for the document to determine how and to what extent they should be altered.[21]

 

Obviously, both "revision" and amendment" connote change; any distinction between the two must be based upon the degree of change contemplated.  In Kelly v. Laing,[22] the Supreme Court of Michigan made the following comparison of the two terms:

 

"Revision" and "amendment" have the common characteristics of working changes in the charter, and are sometimes used in exactly the same sense but there is an essential difference between them.

"Revision" implies a reexamination of the whole law and a redraft without obligation to maintain the form, scheme, or structure of the old. As applied to fundamental law, such as a constitution or charter, it suggests a convention to examine the whole subject and to prepare and submit a new instrument whether the desired changes from the old are few or many. Amendment implies continuance of the general plan and purpose of the law, with corrections to better accomplish its purpose. Basically, revision suggests fundamental change, while amendment is a correction of detail.

 

Although there are some authorities which indicate that a change in a city's form of government may be accomplished by a process of "amendment," the cases which so hold seem to involve statutes which only distinguish between amendment and totally new charters.[23] However, as in Maine law, where the statute authorizing the changes distinguishes between "charter amendment" and "charter revision," it has been held that "(a) change in the form of government of a home rule city may be made only by revision of the city charter, not by its amendment."[24]

 

In summary, it would seem that any major change in governmental form and scheme would probably be interpreted as a “revision” and should be achieved through the more thorough process of deliberation.

 

 

Although, at first glance, petitioners’ proposed changes appear to cover isolated and specific provisions only, however, upon careful scrutiny, it becomes clear that the proposed changes will alter the very structure of our government and create multifarious ramifications.  In other words, the proposed changes will have a “domino effect” or, more appropriately, “ripple effect” on other provisions of the Constitution.

At this juncture, it must be emphasized that the power reserved to the people to effect changes in the Constitution includes the power to amend any
section in such a manner that the proposed change, if approved, would “be complete within itself, relate to one subject and not substantially affect any other section or article of the Constitution or require further amendments to the Constitution to accomplish its purpose.”[25]  This is clearly not the case here.

Firstly, a shift from a presidential to a parliamentary form of government affects the well-enshrined doctrine of separation of powers of government, embodied in our Constitution, by providing for an Executive, Legislative and Judiciary Branches.  In a Parliamentary form of government, the Executive Branch is to a certain degree, dependent on the direct or indirect support of the Parliament, as expressed through a “vote of confidence.” To my mind, this doctrine of separation of powers is so interwoven in the fabric of our Constitution, that any change affecting such doctrine must necessarily be a revision. 

In McFadden vs. Jordan,[26] the California Supreme Court ruled as follows:

 

It is thus clear that that a revision of the Constitution may be accomplished only through ratification by the people of a revised constitution proposed by a convention called for that purpose x   x   x.  Consequently, if the scope of the proposed initiative measure now before us is so broad that if such measure became law a substantial revision of our present state Constitution would be effected, then the measure may not properly be submitted to the electorate until and unless it is first agreed upon by a constitutional convention. x   x   x. 

 

 

 

 

Secondly, the shift from a bicameral to a unicameral form of government is not a mere amendment, but is in actuality a revision, as set forth in Adams v. Gunter[27]:

 

The proposal here to amend Section I of Article III of the 1968 Constitution to provide for a Unicameral Legislature affects not only many other provisions of the Constitution but provides for a change in the form of the legislative branch of government, which has been in existence in the United States Congress and in all of the states of the nation, except one, since the earliest days.  It would be difficult to visualize a more revolutionary change.  The concept of a House and a Senate is basic in the American form of government.  It would not only radically change the whole pattern of the government in this state and tear apart the whole fabric of the Constitution, but would even affect the physical facilities necessary to carry on government.

 

 

 

          Thirdly, the proposed changes, on their face, signify revisions rather than amendments, especially, with the inclusion of the following “omnibus provision”:

 

         

C. For the purpose of insuring an orderly transition from the bicameral-Presidential to a unicameral-Parliamnetary form of government, there shall be a new Article XVIII, entitled “Transitory Provisions” which shall read, as follows:

                                                           

x x x     x x x     x x x

 

Section 3. Upon the expiration of the term of the incumbent President and Vice-President, with the exceptions of Section 1,2,3 and 4 of Article VII of the 1987 Constitution which are hereby amended  x x x              x x x  and all other Sections of Article VII shall be retained and numbered sequentially as Section 2, ad seriatim up to 14, unless they shall be inconsistent with Section 1 hereof, in which case they shall be deemed amended so as to conform to a unicameral Parliamentary system of government  x x x         x x x .

 

x x x     x x x     x x x

 

            Section 4. (1)  x  x  x

 

(3) Within forty-five days from ratification of these amendments, the Interim Parliament shall convene to propose amendments to, or revisions of, this Constitution, consistent with the principles of local autonomy, decentralization and a strong bureaucracy.

 

 

 

The above provisions will necessarily result in a “ripple effect” on the other provisions of the Constitution to make them conform to the qualities of unicameral-parliamentary form of government.  With one sweeping stroke, these proposed provisions automatically revise some provisions of the Constitution.  In McFadden, the same practice was considered by the Court to be in the nature of substantial revision, necessitating a constitutional convention. I quote the pertinent portion of its ruling, thus:

 

 

There is in the measure itself, no attempt to enumerate the various and many articles and sections of our present Constitution which would be affected, replaced or repealed.  It purports only to add one new article but its framers found it necessary to include the omnibus provision (subdivision (7) of section XII) that “If any section, subsection, sentence, clause or phrase of the constitution is in conflict with any of the provisions of this article, such section, subsection, sentence, clause, or phrase is to the extent of such conflict hereby repealed.  x  x  x Consequently, if the scope of the proposed intitiative measure now before us is so broad that if such measure become law a substantial revision of our present state Constitution would be be effected, then the measure may not properly be submitted to the electorate until and unless it is first agreed upon by a constitutional convention.[28]

 

 

 

Undoubtedly, the changes proposed by the petitioners are not mere amendments which will only affect the Articles or Sections sought to be changed.  Rather, they are in the nature of revisions which will affect considerable portions of the Constitution resulting in the alteration of our form of government.  The proposed changes cannot be taken in isolation since these are connected or “interlocked” with the other provisions of our Constitution.  Accordingly, it has been held that:If the changes attempted are so sweeping that it is necessary to include the provisions interlocking them, then it is plain that the plan would constitute a recasting of the whole Constitution and this, we think, it was intended to be accomplished only by a convention under Section 2 which has not yet been disturbed.”[29]

I therefore conclude that since the proposed changes partake of the nature of a revision of the Constitution, then they cannot be the subject of an initiative.  On this matter, Father Bernas expressed this insight:

 

But why limit initiative and referendum to simple amendments? The answer, which one can easily glean from the rather long deliberation on initiative and referendum in the 1986 Constitutional Commission, is practicality.  In other words, who is to formulate the revision or how is it to be formulated?  Revision, as concretely being proposed now, is nothing less than a rebuilding of the Philippine constitutional structure. Who were involved in formulating the structure? What debates ensued? What records are there for future use in interpreting the provisions which may be found to be unclear?

 

In a deliberative body like Congress or a Constitutional Convention, decisions are reached after much purifying debate.  And while the deliberations proceed, the public has the opportunity to get involved.  It is only after the work of an authorized body has been completed that it is presented to the electorate for final judgment.  Careful debate is important because the electorate tends to accept what is presented to it even sight unseen.[30]

 

 

 

IV

R.A. No. 6735 is insufficient to implement the People’s initiative

 

 

Section 2, Article XVII of the 1987 Constitution reads:

 

Section 2.  Amendments to this Constitution may likewise be directly proposed by the people through initiative upon a petition of at least twelve per centum of the total number of registered voters, of which every legislative district must be represented by at least three per centum of the registered voters therein. No amendment under this section shall be authorized within five years following the ratification of this Constitution nor oftener than once every five years thereafter,

 

The Congress shall provide for the implementation of the exercise of this right.

 

 

 

On its face, Section 2 is not a self-executory provision. This means that an enabling law is imperative for its implementation.  Thus, Congress enacted R.A. No. 6735 in order to breathe life into this constitutional provision. However, as previously narrated, this Court struck the law in Santiago for being incomplete, inadequate, or wanting in essential terms and conditions insofar as initiative on amendments to the Constitution is concerned.

 

 

          The passage of time has done nothing to change the applicability of R.A. No. 6735.  Congress neither amended it nor passed a new law to supply it